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FA CPD

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FINANCIAL ADVISORY (FA) CPD ETHICS, RULES AND REGULATIONS FOR FINANCIAL ADVISERS

This online programme with in-built assessments, has been developed between WMI and Ms Yvette Cheak, a Distinguished IBF Fellow for Compliance, to fulfill the new MAS requirement of 8 hours of Rules and Regulations and 4 hours of Ethics.

Users will be taken a clear understanding of the various rules & regulations and ethical issues.

As users progress through the programme, they will develop a deeper appreciation that rules and regulations and ethical decisions exist not just to safeguard the organisation and client, but also himself or herself.

The entire programme is broken up into several lessons and there will be effective combination of information, case studies, videos and activities within each lesson to validate the user’s understanding before moving on to a new lesson. The case studies, some of which are based on actual incidents, will be reflective of situations which advisers often face. Videos will feature Ms Yvette Cheak who will share her experiences and thoughts on the case studies.

The user can log out anytime, with the exception of the final assessment, during the session. Upon logging in again, they can resume from where they stop. This programme is designed to run across multiple platforms, operating systems and devices.




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