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  • ​​Appreciating the importance of ethics
  • Building trust and competency and protecting client’s interest
  • Adopting the common components of the Codes of Conduct and reflecting on one’s own code of conduct
  • Increasing sensitivity to ethical issues and developing own method for making ethical decisions
  • Understanding the regulatory environment which a financial adviser representative operates in and the various Regulatory Acts governing this environment
  • Recognising and managing risks from the financial adviser representative’s perspective
  • Anti-Money Laundering (AML), Countering the Financing of Terrorism (CFT) and PEP
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